Move faster with infrastructure that keeps pace with your independence
When you go independent, your custody and technology stack need to keep up. Fundment is the integrated operating platform built for independent RIAs, bringing together custody, trading, portfolio management and advisor workflows on one shared platform. 3
From account opening and asset transfers through portfolio construction, trade execution, reporting and ongoing servicing, the client and investment journey sits in one experience, with less rekeying and fewer hand-offs.
Onboarding
Account opening and asset transfers
Portfolio construction
Models, proposals and drift
Trade execution
Instructions flow straight through
Reporting
Updated as activity occurs
Servicing
One record for every request
One shared data model underneath every step
-
3
Clearing, carrying, custody and other regulated brokerage services are provided by Fundment LLC, a US registered broker-dealer and member FINRA/SIPC. Technology and platform services are provided by Fundment Limited.
The Fundment difference
Most RIA stacks are stitched together. The cost shows up as rekeying, hand-offs and exceptions nobody sees until it is late.
Client information is rekeyed across multiple systems.
Portfolio decisions are passed between tools before they reach execution.
Transfers and operational exceptions are discovered only when someone goes looking.
Adding another specialist tool creates another data connection to maintain.
One client record from onboarding through reporting.
Portfolio instructions flow directly into execution.
Transfers, cash, holdings and exceptions are visible in one place.
Open data and APIs let firms keep specialist tools where they add real value.
Proven experience.
A new choice for US RIAs.
Our UK affiliate, Fundment Limited, already serves more than 1,300 advisory firms in the UK and brings more than a decade of experience operating investment technology infrastructure. We are putting that experience into a purpose-built US platform through Fundment LLC, a US registered broker-dealer.
- 1,300+ 4 advisory firms served on the platform in the UK
- 10+ yrs 4 building wealth technology and operating at scale
- #1 4 for advisor satisfaction with platform service in the UK
-
4
All three relate to our UK affiliate
These numbers relate to Fundment's UK affiliate, Fundment Limited, not to Fundment LLC.Fundment was rated #1 overall for Platform Service in the annual Defaqto Advisor Satisfaction Survey published in February 2026, comparing over 50 UK platforms and based on advisor experience over the previous 12 months.
Proven in the UK.
Built for the US.
-
Integrated clearing and custody, purpose-built for the US market, drawing on more than a decade of infrastructure experience from our UK affiliate.
-
Built on real operating experience gained supporting regulated wealth management businesses in the UK.
-
Customer protection requirements met, with customer assets maintained under SEC rules and eligible accounts receiving SIPC protection. 5
-
Custody within a regulated framework, inside the SEC's broker-dealer customer-protection regime.
Held in accounts at Fundment LLC
US registered broker-dealer, member FINRA/SIPC, subject to SEC customer-protection requirements
An additional layer if a member broker-dealer fails
-
5
Fundment LLC provides clearing and carrying services as a US registered broker-dealer. Customer assets are maintained subject to SEC customer-protection requirements, with eligible accounts also receiving SIPC protection.
-
6
SIPC protection does not protect against losses resulting from changes in the market value of investments.
Is fragmented technology holding you back?
Disconnected systems create unnecessary complexity. Fundment brings portfolio management, reporting and onboarding together on one integrated platform, designed to reduce operational complexity and repetitive processes.
One data model
Client information is captured once and shared securely across onboarding, portfolios, trading, reporting and servicing.
One workflow
Investment decisions connect with trade execution, reporting updates as activity occurs, and operational work runs on integrated data.
One connected experience
Advisors, operations teams and clients each get their own view of the same live platform, with nothing to reconcile between systems.
The capabilities behind every proposition
Seven capabilities, one platform and one shared data model, designed to connect key advisor workflows so your firm can move faster.
One record for every household
A single rich record of every client and household, built as you work. Fundment's technology can assist authorized users by organizing information, identifying potential workflow items and surfacing them for review.
An investment committee, built in
Fundment proposes changes you can accept, dismiss or explore, and explains the impact on risk, cost and drift before a single trade is placed.
Decisions flow straight to execution
Portfolio instructions flow directly into execution, without being passed between tools, so what your investment team decides is what gets traded.
Integrated clearing and custody
Clearing, carrying and custody through Fundment LLC, a US registered broker-dealer and member FINRA/SIPC, with customer assets maintained subject to SEC customer-protection requirements.
Reporting that keeps up
Reporting updates as activity occurs, drawn from the same live data your advisors, operations team and clients see.
Advisor billing
Fee schedules, calculations and billing runs on the same ledger.
Intelligence in the workflow
Intelligent tools throughout the platform help organize information, review documents, reconcile transfers and prepare potential next steps for your team to review.
Work smarter.
Move faster.
Intelligent tools are integrated throughout the platform. Intelligence is built into the workflow. Fundment’s technology helps organize information, review documents, reconcile transfers, surface tax-related insights and prepare potential next steps for your team's review - reducing manual operational work while keeping advisors in controls of decisions and approvals.9
Streamlined onboarding
Statements, tax records and portfolio reports are read and extracted. Accounts can be opened from information the client already has or from your meeting notes.
Integrated transitions
Move your book with visibility. Digital ACAT processing anticipates exceptions and tracks every transfer from initiation to completion.
Tax-aware workflow tools8
Harvesting, lot selection and tax-aware transitions surfaced inside implementation, not after the fact.
An investment committee, built in8
Fundment sits alongside your investment team as a committee member, proposing changes you can accept, dismiss or explore, and explaining the impact on risk, cost and drift before a single trade is placed.
Intelligent market updates9
Market information and portfolio insights designed to help advisors identify what is relevant to their client portfolios.
Smarter operations8
Firm health, growth, pipeline and workload surfaced continuously so nothing waits for a month-end report.
-
7
Notes on illustrative platform images (in the opening section) and on advisor review (under capabilities) apply here too.
-
8
Fundment does not provide tax advice. Tax-related information and potential strategies are provided for informational and decision-support purposes only and should be independently reviewed by the advisor for accuracy and appropriateness based on each client's individual circumstances. Clients should consult a qualified tax professional regarding their specific tax situation.
-
9
Advisors are responsible for independently reviewing Fundment-generated insights and potential strategies for accuracy, appropriateness, and suitability for each client before use or communication. Fundment technology is designed to support, not replace, the advisor's professional judgement and regulatory responsibilities and determine the appropriateness for the client.